What Does Ethics & Compliance Have To Do With Morality, Amorality, and Immorality?

There is a theory of business ethics that suggests there are three main leadership behaviors: Moral, Amoral and Immoral. Business leaders have their own approach to following the law, industry regulations, and their own ethics and morals. Have you ever dealt with those kinds of leadership? The Immoral Leader The Immoral Leader has an active […]

6 Reasons Why Your Start-Up Needs a Compliance Program

Every business, from the largest international corporation to the smallest law firm, would benefit from implementing a compliance program. Compliance programs help educate employees on national and international laws and regulations, ethical business behavior, requirements applying to them, and what they can do to efficiently comply with them. They are especially important at start-up companies, […]

GME and RobinHood: Why FinTech Companies Need Compliance

One of the major industry advancements of the last decade has been FinTech companies. FinTech, short for financial technology, seeks to use technological innovations to make financial processes more accessible for users. This can include banking, financial transactions, investing, and trading stocks. FinTech had its moment in the mainstream spotlight in February 2021. People across […]