Category: Blog

There is a theory of business ethics that suggests there are three main leadership behaviors: Moral, Amoral and Immoral. Business leaders have their own approach to following the law, industry regulations, and their own ethics and morals. Have you ever dealt with those kinds of leadership? The Immoral Leader The Immoral Leader has an active […]

Do the Right Thing Companies, no matter their size, need to have a strong culture of compliance. Accomplishing that means establishing, from the top of the business down, an environment that fosters ethical behavior, obeys the rules of law and uses common sense while making decisions. The culture of compliance must be part of a […]

A lot of people have been asking some very important questions in the wake of June’s sorrowful collapse of a condo. How could something like this happen? Who knew about it? How can we stop it from happening again? Millions of  Americans live in communities, which are run by more than 100,000 different associations.  Behind […]

The form of workplace harassment that tends to get written about most often is sexual harassment. Sexual harassment in any form is unacceptable and all too common. People more rarely discuss other forms of workplace harassment, which are just as common and can be just as damaging. Here are some of the many forms of […]

There is no doubt that cryptocurrency is booming. On January 7th, the value of the cryptocurrency market swelled to over one trillion US dollars. On February 19th, the value of Bitcoin, the most popular form of cryptocurrency, exceeded one trillion dollars all on its own. Bitcoin was actually created in 2009, but in 2021, there […]

Every business, from the largest international corporation to the smallest law firm, would benefit from implementing a compliance program. Compliance programs help educate employees on national and international laws and regulations, ethical business behavior, requirements applying to them, and what they can do to efficiently comply with them. They are especially important at start-up companies, […]

One of the best sources of revenue for small businesses – although they may not realize it – is the United States government itself. The United States government is the largest consumer in the world, and it purchases a portion of the goods and services that it needs to function from small businesses. With the […]

One of the major industry advancements of the last decade has been FinTech companies. FinTech, short for financial technology, seeks to use technological innovations to make financial processes more accessible for users. This can include banking, financial transactions, investing, and trading stocks. FinTech had its moment in the mainstream spotlight in February 2021. People across […]

Compliance programs are designed to provide information and tools to the employees and third parties of a company to conform in fulfilling requirements, on the policies, procedures, and actions required to prevent problems with violations of the law and with unethical behaviors. Corporate compliance and risk mitigation are essential to protect every business and let […]

Most people misunderstand what the role of a Compliance Officer actually is. More accurately, most people have no idea what a Compliance Officer actually is. Even in companies that have a Compliance Officer, they can be treated differently because of general confusion about their purpose. Let’s all educate ourselves together: what is a Compliance Officer, […]